Regulations & Licenses

Welcome to VSTAR, where trust and transparency are at the core of our operations. As a responsible international broker, we prioritise the safety and security of our clients' funds and strive to provide a conducive trading environment. Central to this commitment is our dedication to regulatory compliance and licensing.
AUSTRALIA
AUSTRALIA
Australian Securities and Investment Commission
Investment services
Company
VSTAR Finance Pty Ltd
License No
AFSL526187
ASIC is an independent Australian Government body. We are set up under and administer the Australian Securities and Investments Commission Act 2001 (ASIC Act), and we carry out most of our work under the Corporations Act.In all its activities ASIC works closely with a range of international organisations, foreign regulators and law enforcement agencies. ASIC makes and receives international requests in relation to investigations, compliance and surveillance, policy research, delegations and licensing/due diligence and general referrals.VSTAR Finance Pty Ltd is licensed by the Australian Securities and Investments Commission (ASIC) to provide financial services under AFSL526187.
CYPRUS
CYPRUS
Cyprus Securities Exchange Commission
International Financial Business
Company
Vstar & Soho Markets Global Ltd.
License No
409/22
Vstar & Soho Markets Global Ltd. is authorised and regulated by the Cyprus Securities Exchange Commission (CySEC) under licence number #409/22. Cyprus is a member of the European Union which enables all CySEC Forex brokers to expand their services throughout the European countries; therefore, they must adhere to European MiFID financial guidelines. Under CySEC laws, traders’ funds must be kept in segregated accounts, completely separate from Broker’s funds, at top-tier European banks for extra protection. Moreover, Cyprus brokers are a member of ICF (Investor Compensation Fund) which ensures clients’ funds up to 20,000 Euro
MAURITIUS
MAURITIUS
Financial Services Commission
Investment Dealer (broker)
Company
Vstar Limited
License No
GB21026599
The Financial Services Commission (FSC) is an integrated regulatory body in Mauritius in charge of regulating and licensing all the financial institutions, forex brokerage companies, and any other entities registered under its laws and regulations. The FSC licenses, regulates, monitors and supervises the conduct of business activities in the financial services sector other than banking. Additionally, all the registered members of FSC are to meet the compliance requirements as specified by the organization.
GERMAN
GERMAN
Federal Financial Supervisory Authority
Cross-border service provider
Company
VSTAR & SOHO MARKETS LTD
Regulatory No.
10161050
The Federal Financial Supervisory Authority (BaFin) brings together under one roof the supervision of banks and financial services providers, insurance undertakings and securities trading.BaFin operates in the public interest. Its primary objective is to ensure the proper functioning, stability and integrity of the German financial system. VSTAR & SOHO MARKETS LTD is regulated by the German BaFin for the provision of financial investment services, regulatory number: 10161050
SWEDEN
SWEDEN
Financial Supervisory Authority
Investment firm in EES
Company
VSTAR & SOHO MARKETS LTD
Regulatory No.
66848
FI is a government authority tasked with monitoring the financial market. We promote a stable financial system that contributes to sustainable development and a high level of consumer protection. We publish rules for financial firms and monitor compliance with these rules. VSTAR & SOHO MARKETS LTD is regulated by the Sweden FI for the provision of financial investment services, regulatory number: 66848
SPAIN
SPAIN
National Securities Market Commission
Investment services
Company
VSTAR & SOHO MARKETS LTD
Regulatory No.
5128
The Spanish National Securities Market Commission (CNMV) is created by the Securities Market Act and establishes a regulatory framework that is conducive to the development of European stock markets and fully compliant with European Union requirements. the CNMV aims to ensure the transparency of the Spanish market and protect investors. VSTAR & SOHO MARKETS LTD is regulated by the Spanish CNMV for the provision of financial investment services, regulatory number: 5128
HUNGARY
HUNGARY
Hungarian National Bank
Investment Firm with cross-border services
Company
VSTAR & SOHO MARKETS LTD
Regulatory No.
K8807636
The Federal Financial Supervisory Authority (BaFin) brings together under one roof the supervision of banks and financial services providers, insurance undertakings and securities trading.BaFin operates in the public interest. Its primary objective is to ensure the proper functioning, stability and integrity of the German financial system. VSTAR & SOHO MARKETS LTD is regulated by the German BaFin for the provision of financial investment services, regulatory number: 10161050
FINLAND
FINLAND
Finnish Financial Supervisory Authority
International Financial Business
Company
VSTAR & SOHO MARKETS LTD
Services category
A1/2;B1/2/4
The Finnish Financial Supervisory Authority (FIN-FSA) is the independent supervisory authority for the financial and insurance sector in Finland. The entities regulated by the authority include banks, insurance and pension companies and other companies operating in the insurance sector, investment companies, fund management companies and the Helsinki Stock Exchange. VSTAR & SOHO MARKETS LTD is regulated by the Finnish Financial Services Authority to provide financial investment services.
NETHERLAND
NETHERLAND
Authority for the Financial Markets
Investment Dealer (broker)
Company
VSTAR & SOHO MARKETS LTD
Services category
Section A1-9/B1-7/C1-10
The Dutch Authority for the Financial Markets (AFM) is responsible for regulating savings, investments, insurance and loans. By monitoring the conduct of the financial markets, it aims to promote the efficient functioning of the markets. The AFM is committed to promoting fairness and transparency in the financial markets. As an independent market conduct authority, the AFM contributes to a sustainable financial system and prosperity in the Netherlands.
MALTA
MALTA
Financial Services Authority
Investment Firm with cross-border services
Company
VSTAR & SOHO MARKETS LTD
LEI Code
549300HV1P8CVN4OBH29
The Malta Financial Services Authority (MFSA) is the single regulator of financial services in Malta. The MFSA regulates banking, financial institutions, insurance companies and insurance intermediaries, investment services companies and collective investment schemes, securities markets, recognized investment exchanges, trust management companies, company services providers and pension schemes. Since 2018, it is also responsible for regulating Virtual Financial Assets.
ITALY
ITALY
The Commissione Nazionale per le Società e la Borsa
Investment Firm with cross-border services
Company
VSTAR & SOHO MARKETS LTD
Registration No.
5830
The Commissione Nazionale per le Società e la Borsa(CONSOB) is the supervisory authority for the Italian financial products markets; its aims are to protect investors and the efficiency, transparency and development of the market. It regulates the provision of investment services and activities by intermediaries, the reporting obligations of companies listed on regulated markets and appeals for public investments.
SLOVENIA
SLOVENIA
Securities Market Agency
Investment Firm with cross-border services
Company
VSTAR & SOHO MARKETS LTD
Authorisation services
A1, A2, B1, B2, B4, C9
The Securities Market Agency is a legal entity under public law in charge of supervising the market in financial instruments. It was founded on 13 March 1994. Its tasks and competencies are defined by the Market in Financial Instruments Act (ZTFI). The Agency is independent in implementing its tasks and responsibilities. It is financed from taxes and fees paid by the participants on the market in financial instruments.
SLOVAKIA
SLOVAKIA
National Bank of Slovakia
Investment activities and Ancillary investment services
Company
VSTAR & SOHO MARKETS LTD
Scope of activity
C9-A1/2;C9-B1/2/4
Supervision of the financial market in Slovakia has been integrated since 2006, when the central bank, Národná banka Slovenska (NBS), took over the supervision of financial market participants in the banking, capital market, insurance and pension fund sectors. General rules of procedure for supervision of the financial market are laid down in the Financial Market Supervision Act.
BULGARIA
BULGARIA
Financial Supervision Commission
Investment activities and Ancillary investment services
Company
VSTAR & SOHO MARKETS LTD
Scope of activity
C9-A1/2;C9-B1/2/4
The Financial Supervision Commission is a specialized state body that unifies the regulation and supervision of various segments of the financial system - the capital, insurance and supplementary pension insurance markets.The main mission of the institution is to assist with legal, administrative and informational means to maintain the stability and transparency of the non-banking financial system in Bulgaria, as well as to protect the interests of investors, insured and insured persons.
LATVIA
LATVIA
Central bank of Latvia
Investment service providers
Company
VSTAR & SOHO MARKETS LTD
License No
409/22
Latvijas Banka is the central bank of Latvia. The supervision of Latvia's financial sector must be carefully tailored within a risk based framework. It must contribute to the implementation of advanced financial technologies and innovative solutions in financial services and, at the same time, ensure the protection of the interests of the general public – users of financial services.
ESTONIA
ESTONIA
Financial Supervision Authority
Investment activities and Ancillary investment services
Company
VSTAR & SOHO MARKETS LTD
Scope of activity
C9-A1/2;C9-B1/2/4
Finantsinspektsioon is a financial supervision and crisis resolution authority with autonomous responsibilities and budget that works on behalf of the state of Estonia and is independent in its decision-making.The supervisory activities of Finantsinspektsioon are divided between supervision of markets and services, and capital supervision. The focus of capital supervision is on analysing the risks of financial institutions and the sustainability of their operations. Supervision of markets and services is intended to keep financial services transparent, trustworthy and efficient.
DENMARK
DENMARK
Financial Supervision Authority
Investment activities and Ancillary investment services
Company
VSTAR & SOHO MARKETS LTD
Scope of activity
C9-A1/2;C9-B1/2/4
The most important of supervisory activity is monitoring that undertakings have adequate own funds to cover their risks (supervision of solvency).The Danish FSA also supervises the securities markets in Denmark. We monitor that listed companies comply with their obligations to publish internal knowledge and other relevant information.Supervision of the stock market area also includes supervision that prospectuses are published when securities are offered to the public and that prospectus material meets all statutory requirements.
ASIAPACIFIC
ASIAPACIFIC
Provision of Services to Countries Outside EU
Investment service providers
Company
VSTAR & SOHO MARKETS LTD
License No
409/22
The Cyprus Securities and Exchange Commission (CySEC) announced an adjustment to its policy on the provision of investment and ancillary services and or activities in third countries by Cyprus Investment Firms (CIFs). Under the new policy framework, CIFs are now permitted to offer their services in third countries, which are defined as countries that are not part of the EU or EEA. This development is particularly beneficial for firms like VSTAR, which are looking to broaden their client base internationally.

Why does regulation matters?

As a global regulated broker, VSTAR understands the importance of the regulation. It not only regulates the market but also ensures the safety of client funds. We will explain the importance of regulation and the safeguards we provide to our clients.
The purpose of regulation is to regulate the market and protect the interests of investors. If we violate regulations, regulatory authorities will impose penalties, which may include fines or revocation of our license.
Therefore, we are subject to strict supervision by regulatory bodies and must meet requirements in governance, financial condition, infrastructure, etc., to ensure our operations are more standardised.
Safeguarding investor funds. Our acceptance of regulation means that client funds need to be held in designated custodian banks, separate from our own operating funds. This segregation ensures that we cannot use client funds to offset our own operating losses. Regulatory authorities regularly verify the sufficiency of funds in our accounts to ensure the safety of client funds. Additionally, compensation clauses are provided by regulatory bodies for bankruptcy or losses to safeguard investors' interests.
We undergo rigorous scrutiny by regulatory bodies to ensure that our company meets requirements in capital, finance, compliance, and user protection to obtain a legal license. Clients can check our registration status through the websites of regulatory bodies, and regulatory authorities will enforce compliance with regulations, otherwise, penalties or license revocation may occur. As an international broker regulated by many countries, this also demonstrates our strength.
Legal Documents
Order Execution Policy
The Order Execution Policy provides the procedures and methods the Company applies to ensure the prompt, fair and expeditious execution with best trade execution condition for the client. Upon acceptance of a client order for securities listed on regulated markets and outside, the Company will endeavour to execute that order in accordance with the following policy, unless otherwise instructed by the client in respect to order execution.
Complaints or Grievances Policy
The purpose of Complaints or grievances policy is to set out the procedure to be followed and the appropriate action required to be taken by VSTAR, in the case of a complaint by any client to ensure the Company’s compliance with the applicable laws and regulations.
Conflicts of Interest Policy
The purpose of Conflicts of Interest Policy is to specify the procedures put in place by VSTAR, for identifying, monitoring, managing and controlling and, where necessary, disclosing the conflicts of interests arising in relation to its business and to reduce the risk of client disadvantage and reduce the risk of legal liability, regulatory censure or damage to Company’s commercial interests and reputation and to ensure that it complies with legislative requirements and the departmental and general procedures which are set by its Internal Procedures Manual.
Privacy Policy
We’re committed to safeguard the confidentiality of your personal information or data it collects, uses and/or holds in accordance with the applicable data protection laws and regulations and particularly, the Mauritius Data Protection Act, 2017 (hereinafter ‘DataProtection Laws’).
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[VSTAR] is a trade name of •VSTAR Finance Pty Ltd (Australia)•Vstar& Soho Markets Ltd(Cyprus)•Vstar Limited (Mauritius)•VSTAR Global LLC (St. Vincent and the Grenadines)

VSTAR does not issue advice, recommendations or opinions in relation to acquiring, holding or disposing of a CFD. VSTAR is not a financial advisor and all services are provided on an execution-only basis. This communication is not an offer or solicitation to enter into a transaction and shall not be construed as such. This website is operated by V&S Group of companies which has obtained several licenses in many regions around the world: VSTAR Finance Pty Ltd is licensed by the Australian Securities and Investments Commission (ASIC) to provide financial services under the Australian Financial Services License AFSL526187. Vstar & Soho Markets Limited is licensed by the Cyprus Securities and Exchange Commission (CySEC) under license number 409/22. Vstar Limited is licensed by the Financial Service Commission (FSC) in Mauritius under license number GB21026599. VSTAR Global LLC is incorporated in St. Vincent & the Grenadines as an International Business Company with registration number 1310.

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